Forms

Investors

Forms

As an ongoing measure to enhance the ease of dealing in the securities market, SEBI has specified various norms such as:

Common and simplified norms for processing investor service requests pertaining to furnishing of PAN, KYC and nomination details by Registrar and Transfer Agents (RTAs)
Electronic interface for processing investor’s queries, complaints, and service requests
Mandatory furnishing of PAN, KYC details and nomination by holders of physical securities Policy(Old)
Compulsory linking of PAN and Aadhaar by all holders of physical securities
Freezing of folios without valid PAN, KYC details and nomination

SEBI has also introduced following forms to standardize and simplify the processing of investor services requests :-

Particulars	Form name
For nomination as provided in the Rules 19 (1) of Companies (Share capital and debenture) Rules, 2014	Form SH-13 PDF (Size: 69 KB)
Declaration to opt out	Form ISR-3 PDF (Size: 377 KB)
Cancellation of nomination by the holder(s) (along with ISR-3) / Change of Nominee	Form SH-14 PDF (Size: 64 KB)